NYSE Arca

Results: 1249



#Item
121Subpoena duces tecum / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Securities Exchange Act / Motion to quash / NYSE Arca / NASDAQ / Securities and Exchange Commission / Subpoena / Financial economics / Investment / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 3, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-02-03 12:01:00
122Network access / Access network

27 of 30 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Equities, Inc. SCHEDULE OF FEES AND CHARGES

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Source URL: www.sec.gov

Language: English - Date: 2015-02-09 10:48:09
123Investment / Order / NYSE Arca / Market maker / Securities Exchange Act / International Securities Exchange / Finance / Stock market / Financial economics / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]February 18, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivene

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 07:10:33
124Corporate crime / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Direct Edge / International Securities Exchange / Chicago Stock Exchange / NASDAQ / NYSE Arca / OMX / Economy of the United States / Self-regulatory organizations / United States securities law

May 10, 2013 Via Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2013-05-13 14:06:43
125Market liquidity / Direct Edge / Order / Financial markets / Stock market / NYSE Arca

SR-EDGX[removed]Exhibit 5 Page 26 of 31 Exhibit 5 Additions are underlined; deletions are [bracketed]. EDGX Exchange, Inc. Fee Schedule – Effective February 2, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-02-10 15:55:35
126NYSE Arca / Market liquidity / Order / Financial markets / Stock market / Direct Edge

SR-EDGA[removed]Exhibit 5 Page 27 of 32 Exhibit 5 Additions are underlined; deletions are [bracketed]. EDGA Exchange, Inc. Fee Schedule – Effective February 2, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-02-10 15:38:58
127Economy of the United States / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / NYSE Arca / Financial economics / Market maker / Pacific Exchange / New York Stock Exchange / Financial markets / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]February 26, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-02-26 13:31:59
128Financial economics / Market / Economics / Stock market / Economy of the United States / Options Price Reporting Authority / Consolidated Tape Association / NYSE Arca / Financial markets / Chicago Board Options Exchange

U.S. Options Exchange Dark & Hidden Liquidity Routing

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-08-11 15:13:06
129New York Stock Exchange / Euronext / Economy of the United States / New York / NYSE Euronext / NYSE Arca / New York City

Date: April 29, 2014 Audience:

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Source URL: www1.nyse.com

Language: English - Date: 2014-04-30 09:22:21
130Economy of the United States / Investment / Computer networking / Consolidated Tape Association / Direct Edge / NYSE Arca / NASDAQ / National market system plan / New York Stock Exchange / Financial markets / Self-regulatory organizations / Financial economics

U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1

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Source URL: www.nasdaqtrader.com

Language: English - Date: 2014-01-24 09:31:19
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